GreenTrader Weblog: Proprietary trading firms
21.04.2015 · Foley & Lardner discusses Important Regulatory Developments for Proprietary Trading Firms and Broker-Dealers A broker-dealer does not have to count
Foley & Lardner discusses Important Regulatory
Proprietary (or prop) trading is a high-risk form of trading where instead of acting on clients orders and receiving commission payments, the trader assumes his own
Проп-трейдинг на биржах США
1 Attorney Advertisement Client Alert January 9, 2014 . The Volcker Rule Prohibition on Proprietary Trading: Considerations for Broker-Dealer Affiliates
About Us | Avatar Securities, LLC
Monopolistic Dealer versus Broker: Impact of Proprietary Trading with Transaction Fees⁄ Katsumasa Nishidey and Yuan Tianz First version: July 23, 2014
Trade Reporting - Back office solution for proprietary
TradeReporting.com is an online back office solution for proprietary trading firms, trading groups and foreign and domestic broker dealers. Access all trading
What Is Proprietary Trading? | Wall Street Oasis
25.11.2015 · Prop vs Retail: 9 Deciding Factors. Published on November 25, 2015; Because you are trading firm capital when trading at a proprietary broker dealer,
SEC Proposes Broadening Of Broker-Dealer Registration
Proprietary trading (also "prop trading") occurs when a trader trades stocks, bonds, currencies, commodities, their derivatives, or other financial instruments with
Broker-dealer new rev rec standard | Grant Thornton
Биржи России и США. Срочный, фондовый рынки. 20 лет на рынке!
Broker Dealer For Sale with Broker Dealer Place
Proposed New Regulatory Landscape for Proprietary Trading Firms. March 27, 2015. Although not included in the SEC's release on its vote or on the proposed rule
Expanding Oversight of Active, Proprietary Trading Firms
We are a registered Broker-Dealer, Discrete System Proprietary trading firm based in Quebec, Proprietary Trading Firms Broker Directory.
SEC proposes requiring FINRA membership for exchange
Broker-Dealers Respond to Dodd-Frank We recently conducted a survey of broker-dealer compliance With respect to the Volcker ban on proprietary trading,
Execution and Brokerage solutions for Professional Traders
16.01.2014 · The Volcker Rule Prohibition On Proprietary Trading: Considerations For Broker-Dealer Affiliates Of Foreign Banking Organizations
Avatar Securities, LLC - Proprietary Trading Firm
Special Study: Report of examination resources on day-trading broker as a self-clearing broker-dealer, whose proprietary securities transactions are
Broker-dealer - Wikipedia
08.05.2013 · Many newcomers to stock trading cannot tell the difference between a proprietary trading firm and an online (retail) broker. When deciding to open an
Brokers | Interactive Brokers
Introducing Broker Capabilities. Argentine Broker-Dealer. Proprietary Trading Firm Capabilities.
Broker-Dealers Respond to Dodd-Frank and FINRA
14.04.2015 · Home > Publications & News > Publications > Expanding Oversight of Active, Proprietary Proprietary Trading broker-dealer’s proprietary trading
Monopolistic Dealer versus Broker: Impact of Proprietary
Volcker Rule – Proprietary Trading for a BE that is a securities dealer, - where BE is acting solely as agent, broker,
Proprietary Trading - Investopedia
Выгодные условия для проп-трейдеров! Большой выбор бирж. Платформа Sterling Trader
Proprietary Trading - Great Point Capital
Research and Evaluate the best Proprietary Trading broker dealers based on experience, location, disclosures, types of broker activities, and more.
Broker Dealer Directory - Firm Activities, Personnel
Automated, cost-effective account solutions for Proprietary Trading Groups feature trading, clearing and reporting on over 100 market destinations worldwide.
Proprietary Trading Firm Failed to Register as Broker-Dealer
BROKER-DEALER REGULATION Our proprietary trading firms, broker-dealers owned by hedge funds or investment advisers, clearing firms, and insurance company-
INTL FCStone - Broker-Dealer
The SEC censured and fined a proprietary trading firm for failing to register as a broker-dealer. The firm offered $5000 memberships to individual traders who could
Special Study: Report on Day-Trading Broker-Dealers
Financial responsibility rules for broker-dealers. The broker-dealer provides the customer with written notice at (similar to proprietary trading accounts
List of proprietary trading firms - Seeking Alpha
Complete turnkey solution for broker/dealers and introducing brokers provides trading, clearing, reporting and billing with no long-term contract required.
Broker-Dealer - Investopedia
12.05.2015 · SEC Proposes Broadening Of Broker-Dealer Registration Rules To Include Proprietary And High-Frequency Traders On March 25, 2015, the SEC proposed rule
T3 Trading – T3 Trading Solutions
Active BD . A Producing broker mutual funds, proprietary trading, and private placements. In business since 1978. Broker/Dealer has a $50k net capital
The Volcker Rule Prohibition on Proprietary Trading
GreenTrader Weblog. Proprietary Trading compared with Retail Trading and Hedge Funds Broker/dealer prop trading firms are limited to 6-to-1 leverage overall.